Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 8, 2018 indicate that Pennsylvania-based LPL Financial Services broker/adviser David Raymond is involved in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Raymond (CRD# 2879610).
David Raymond has spent 20 years in the securities industry and has been registered with LPL Financial in Doylestown, Pennsylvania since 2014. Previous registrations include PNC Investments in Newtown, Pennsylvania (2006-2014); AXA Advisors in Princeton, New Jersey (1997-2006); and the Equitable Life Assurance Society of the United States in New York, New York (1997-2000). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on October 7, 1999; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on May 27, 1997; Series 7 (General Securities Representative Examination), which he obtained on November 10, 1999; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on June 6, 1997. He is a registered broker and investment adviser with four US states: Florida, Maryland, New Jersey, and Pennsylvania.
According to his BrokerCheck report, he has received one pending customer complaint.
In December 2017 a customer alleged David Raymond, while employed at AXA Advisors, misrepresented material facts relating to an unsuitable life insurance policy sold in 2003. The customer is seeking unspecified damages believed to exceed $800,000 in the pending complaint.
If you have lost money investing with David Raymond, you may be entitled to recoup your losses. Call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis, which means we only get paid if and when you collect a recovery. Time to file your claim may be limited by law, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.