Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 23, 2017 indicate that Texas-based Purshe Kaplan Sterling Investments broker/adviser Daniel Davila has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Bhatia (CRD# 1686004).
Daniel Davila has spent 30 years in the securities industry and has been registered with Purshe Kaplan Sterling Investments in Austin, Texas since 2014. Previous registrations include Triad Advisors in Austin, Texas (2009-2014); National Planning Corporation in Austin, Texas (2001-2009); and HD Vest Investment Services in Irving, Texas (1987-2001). He has passed five securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on July 6, 1987; Series 7 (General Securities Representative Examination), which he obtained on November 21, 1987; Series 22 (Direct Participation Programs Representative Examination), which he obtained on July 13, 1987; Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on July 6, 1987; and Series 24 (General Securities Principal Examination), which he obtained on December 17, 1998. He is a registered broker and investment adviser with two US states (North Carolina and Texas) and one self-regulatory organization (FINRA).
According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint.
In October 2017 a customer alleged Daniel Davila, while employed at Triad Advisors, recommended unsuitable investments in non-traded real estate investment trusts and private placements. The customer is $1,000,000 in damages in the pending complaint.
In 1996 a customer alleged Daniel Davila, while employed at HD Vest, breached contract, breached his fiduciary duty, committed fraud, engaged in conspiracy, employed deceptive trade practices, and acted negligently. The complaint settled for $450,000.
If you have lost money investing with Daniel Davila, you may be entitled to recoup your losses. Call the attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis, which means we only get paid if and when you collect money. Time to file your claim may be limited by law, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.