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Broker Spotlight: Craig Hayward

Craig HaywardPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 16, 2016 indicate that Colorado-based Mid-Atlantic Capital broker/adviser Craig Hayward has received settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Hayward (CRD# 2475334).

Craig Hayward has spent 21 years in the securities industry and has been registered with Mid-Atlantic Capital in Lafayette, Colorado since 2004. He was previously registered with London Pacific Securities in Sacramento, California (1994-2004). He is a registered broker and investment adviser in 10 US states and territories: Colorado, Connecticut, Florida, Illinois, Kansas, Maryland, Oregon, South Dakota, Texas, and Wyoming.

According to his BrokerCheck report, Craig Hayward has received four customer complaints and two pending customer complaints.

In January 2016, a customer alleged that Craig Hayward, while employed at Mid-Atlantic Capital, breached his fiduciary duty and acted negligently. The customer is seeking $707,500 in damages in the pending complaint.

In February 2015, a customer alleged that Craig Hayward, while employed at Mid-Atlantic Capital, breached his fiduciary duty, acted negligently, misrepresented and omitted material facts, breached contract, and committed fraud. The customer is seeking $300,000 in damages in the pending complaint.

In 2014, a customer alleged that Craig Hayward, while employed at Mid-Atlantic Capital, recommended unsuitable investments. The complaint, to which Mr. Hayward was not a named party, settled in October 2015 for $162,426, to which Mr. Hayward individually contributed $81,213.

In 2000, a customer alleged that Craig Hayward, while employed at London Pacific Securities, misrepresented and omitted material facts, committed fraud, and engaged in “malice or willful and wanton misconduct.” The complaint settled in 2001 for $9,900.

In 2000, a customer alleged that Craig Hayward, while employed at London Pacific Securities, misrepresented and omitted material facts related to an investment. The complaint settled in 2001 for $34,000, to which Mr. Hayward individually contributed $34,000.

In 2000, a customer alleged that Craig Hayward, while employed at London Pacific Securities, misrepresented and omitted material facts related to an investment. The complaint settled in 2001 for $41,523, to which Mr. Hayward individually contributed $41,523.

If you have suffered losses as a result of investments made with Craig Hayward, you may be able to recoup lost funds. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on contingency: we only receive payment if and when you recover money. You may have a limited window to file your claim, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.

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