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Christopher Lippus Was Recently Sanctioned by FINRA Following Alleged Rule Violations

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Christopher Lippus

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 9, 2017 indicate that former New York-based Arive Capital Markets broker Christopher Lippus has been sanctioned by FINRA and barred from acting as a broker or otherwise associating with firms that sell securities to the public. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Lippus (CRD# 5743734).

Christopher Lippus has spent 3 years in the securities industry and was most recently registered with Arive Capital Markets in Farmingdale, New York (2015-2016). Previous registrations include Chelsea Financial Services in East Meadow, New York (2014-2015) and Brookstone Securities, which has been expelled from FINRA, in Garden City, New York (2011-2012). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination) and Series 7 (General Securities Representative Examination). Mr. Lippus is currently not registered with any US state or firm.

According to his BrokerCheck report, he was recently sanctioned by FINRA in connection to alleged rule violations.

In May 2017 FINRA sanctioned Christopher Lippus following allegations that “Without admitting or denying the findings, Lippus consented to the sanction and to the entry of findings that he refused to appear for on-the-record testimony as requested by FINRA.” He was subsequently barred from acting as a broker or otherwise associating with firms that sell securities to the public.

If you or someone you know has a complaint regarding Christopher Lippus, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.