Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 25, 2018 indicate that former Washington-based LPL Financial broker Christopher Landa was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Landa (CRD# 1897958).
Christopher Landa has spent 12 years in the securities industry and was most recently registered with LPL Financial in Edmonds, Washington (2017-2017). Previous registrations include Principal Securities in Edmonds, Washington (2015-2017); Signator Financial Services in Edmonds, Washington (2012-2015); Ameritas Investment Corporation in Edmonds, Washington (2004-2012); Mutual Securities in Camarillo, California (2003-2004); Metropolitan Life Insurance in Spokane, Washington (2000-2003); Pacific Harbor Securities in Highland, Utah (1993-2000); PNMR Securities in Boston, Massachusetts (1990-1993); Pruco Securities Corporation in Newark, New Jersey (1988-1990); and the Prudential Insurance Company of America in Newark, New Jersey (1988-1990). He has passed four securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on November 23, 1988; Series 7 (General Securities Representative Examination), which he obtained on March 16, 2015; Series 62 (Corporate Securities Limited Representative Examination), which he obtained on December 16, 2000; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on November 23, 1988. He is currently not registered with any state or firm.
According to his BrokerCheck report, Christopher Landa was discharged from his former employer in connection to alleged rule violations and he has received one unsatisfied tax lien and two criminal charges.
In March 2018 Christopher Landa was discharged from his position at LPL Financial following allegations he untimely reported disclosures on his Form U4.
In December 2017 the Internal Revenue Service filed a tax lien totaling $65,161 against him. The lien remains outstanding.
In October 2017 he was charged in the Snohomish Superior Court in Snohomish with one felony count of harassment and one felony count of residential burglary, Washington. His report lists no pleas for either charge and a pending trial date of 4/20/2018.
If you or someone you know has a complaint regarding Christopher Landa, call the attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.