Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 11, 2016 indicate that Tennessee-based United Planners Services of America a Limited Partner broker/adviser Charles Woodall Sr. was discharged from his previous employer. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Woodall (CRD# 1265877).
Charles Woodall has spent 21 years in the securities industry and has been registered with United Planners Services of America A Limited Partner in Franklin, Tennessee since June 2016. Previous registrations include Investment Professionals in Columbia, Tennessee; SunTrust Investment Services in Lincoln, Tennessee; US Bancorp Investments in St. Paul, Minnesota; Firstar Investment Services in Morris Plains, New Jersey; First Union Securities in St. Louis, Missouri; First Union Brokerage Services in Charlotte, North Carolina; AmSouth Investment Services in Birmingham, Alabama; Invest Financial Corporation in Tampa, Florida; and Prudential Securities in New York, New York. He is a registered broker and investment adviser with three US states: Alabama, Tennessee, and Mississippi.
According to his BrokerCheck report, Charles Woodall has received two customer complaints and was discharged from Investment Professionals.
In March 2016, Charles Woodall was terminated from his position at Investment Professionals after the firm received a customer complaint alleging “large market losses due to unsuitable recommendations and misrepresentation of investment knowledge.”
In February 2016, a customer alleged Charles Woodall, while employed at Investment Professionals, recommended investments that “incurred substantial market losses.” The complaint settled for more than $219,700.
In 2013, a customer alleged Charles Woodall, while employed at SunTrust Investments, “misled them regarding the potential for market loss.” The customer sought $12,876 in damages in the complaint, which was closed with no action taken.
In 2009, a customer alleged Charles Woodall, while employed at SunTrust Investments, misrepresented material facts related to a variable annuity investment. The customer sought $30,000 in damages in the complaint, which was denied.
In 2009, a customer alleged Charles Woodall, while employed at SunTrust Investments, misrepresented material facts related to a variable annuity investment. The complaint settled for more than $3,200.
If you have complaints regarding Charles Woodall Sr., call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on contingency: we only receive payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.