Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 22, 2018 indicate that former Nebraska-based MML Investors Services broker/adviser Chad Mackland was recently terminated from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Mackland (CRD# 4933804).
Chad Mackland has spent 12 years in the securities industry and was most recently registered with MML Investors Services in Omaha, Nebraska (2017-2018). He was previously registered with Northwestern Mutual Investment Services in Omaha, Nebraska (2005-2016). He has passed five securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on July 3, 2008; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on May 23, 2005; SIE (Securities Industry Essentials Examination), which he obtained on September 18, 2018; Series 7 (General Securities Representative Examination), which he obtained on December 13, 2007; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on May 20, 2005. He is currently not registered with any state or firm.
According to his BrokerCheck report, he was recently discharged from a former employer in connection to alleged rule violations and resigned from another former employer in connection to alleged rule violations.
In September 2018 he was terminated from his position at MassMutual in connection to allegations regarding “misrepresentations to customers related to traditional life insurance policies.”
In 2016 he was “permitted to resign” from his position at Northwestern Mutual Investment Services while he was under an “internal review for questions relating to his sales practices.” His “Broker Comment” on the disclosure reads: “I was not permitted to resign, I resigned. There was no so-called investigation in process when I resigned.”
If you or someone you know has lost money investing with Chad Mackland, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.