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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 28, 2019 indicate that Illinois-based RBC Capital Markets broker/adviser Martin Hare has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Hare (CRD# 2194612). Martin Hare has spent 27 years […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 27, 2018 indicate that former Texas-based HD Vest Investment Services broker Donna Barnard, who has received more than ten pending customer disputes, is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on June 16, 2018 indicate that former Indiana-based Ameriprise Financial Services broker/adviser Nicholas Hoetmer was recently sanctioned by FINRA in connection to alleged rule violations and suspended from acting as a broker. Fitapelli Kurta is interested in hearing from investors who have complaints […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on June 16, 2018 indicate that former Florida-based Raymond James & Associates broker/adviser Stephen Murray was recently sanctioned by FINRA in connection to alleged rule violations and suspended from acting as a broker. Fitapelli Kurta is interested in hearing from investors who have […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 13, 2018 indicate that former California-based US Bancorp Investments broker/adviser John Wade has been sanctioned by FINRA in connection to alleged rule violations and barred from acting as a broker or otherwise associating with a broker-dealer firm. Fitapelli Kurta is interested […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on June 5, 2018 indicate that California-based Charles Schwab & Company broker Steven Brodie has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Brodie (CRD# 1492095). Steven Brodie has spent four years in […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on May 17, 2018 indicate that Massachusetts-based Raymond James Financial Services broker George Puliafico is involved in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Puliafico (CRD# 1158596). George Puliafico has spent 34 years in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 9, 2018 indicate that Minnesota-based Royal Alliance Associates broker/adviser Michael Huerbin has received a customer dispute and an unsatisfied tax lien. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Huerbin (CRD# 3168539). Michael Huerbin has […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 30, 2018 indicate that Colorado-based Ameriprise Financial Services broker/adviser Mark Barrand has received a customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Barrand (CRD# 4586528). Mark Barrand has spent 15 years in the securities […]

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