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Articles Posted in Terminated

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 12, 2019 indicate that former Wisconsin-based LPL Financial broker/adviser William Schnepp was discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 12, 2018 indicate that former Texas-based Kestra Investment Services broker/adviser Cheryl Stallings, also known as Cheryl Bledsoe, has been sanctioned by FINRA in connection to alleged rule violations and barred from acting as a broker or otherwise associating with a […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 4, 2019 indicate that Texas-based DH Hill Securities broker Richard Dismore was discharged from a former employer in connection to alleged rule violations. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Dismore (CRD# 1920728). Richard […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 1, 2019 indicate that former California-based Advisor Equity Group Services broker David Walters was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 31, 2019 indicate that former Florida-based LPL Financial broker/adviser Gabriela Trower was recently discharged from her former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 23, 2019 indicate that former Kentucky-based LPL Financial broker/adviser Mark Dickman was recently discharged from his former employers in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 23, 2019 indicate that former West Virginia-based Merrill Lynch broker/adviser Anthony Williams was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 16, 2019 indicate that former Colorado-based First Financial Equity Corporation broker/adviser Daniel Levine has been sanctioned by FINRA in connection to alleged rule violations and barred from acting as a broker or otherwise associating with a broker-dealer firm. Fitapelli Kurta is […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 9, 2019 indicate that Michigan-based Stifel Nicolaus & Company broker/adviser Robert Rubarth was recently terminated from a former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Rubarth (CRD# […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 9, 2019 indicate that Michigan-based Ameriprise Financial Services broker/adviser Timothy Dijak was recently discharged from a former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Dijak (CRD# 1278867). […]

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