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Articles Posted in Puerto Rican Bonds

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 2, 2018 indicate that UBS Financial Services of Puerto Rico has been ordered to pay an award of $250,000 in a claim involving Puerto Rico municipal bond products. FINRA records indicate that the claim was filed in 2016 by a […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) on July 16, 2018 indicate that Florida-based Strategic FMSbonds broker Cecil Dimond has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Dimond (CRD# 1133304). Cecil Dimond has spent 34 years in the securities industry […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on June 27, 2018 indicate that Florida-based Morgan Stanley broker/adviser Gerardo Latimer-Janer has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Latimer-Janer (CRD# 2491626). Gerardo Latimer-Janer has spent nineteen years in […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 30, 2018 indicate that former Massachusetts-based Santander Securities broker/adviser Mariondy Fernandez has been involved in resolved or pending customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 25, 2018 indicate that California-based UBS Financial Services broker/adviser Michael Monatlik has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Monatlik (CRD# 705932). Michael Monatlik has spent 38 years […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 23, 2018 indicate that New Hampshire-based Benjamin F. Edwards & Company broker/adviser William Kearney has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Kearney (CRD# 1058132). William Kearney has spent 35 years […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 17, 2018 indicate that Louisiana-based Wells Fargo Clearing Services broker/adviser Jeffrey Hawley has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Hawley (CRD# 1131302). Jeffrey Hawley has spent 35 years in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 18, 2018 indicate that Florida-based GMS Group Broker Glen Rosenberg has been received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Rosenberg (CRD# 2705889). Glen Rosenberg has spent 13 years in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 21, 2018 indicate that former New Jersey-based Oppenheimer & Company broker/adviser Kenneth Katz is involved in a pending customer dispute and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 21, 2018 indicate that New Jersey-based UBS Financial Services broker/adviser John Morris is involved in resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Morris (CRD# 1903657). John Morris has spent 29 […]

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