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Articles Posted in permitted to resign

Jason K. Williams (CRD#: 4676003) was permitted to resign from Thurston Springer Financial on February 8, 2019 after he made unauthorized comments in an online forum regarding “a stock held in his own account and in the accounts of his clients,” according to his BrokerCheck report accessed on September 3, 2019. His recent resignation is […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 29, 2018 indicate that former California-based Signator Investors broker Dee Dee Brooks, who is registered as an investment adviser with Global Financial Private Capital, recently resigned from her former broker-dealer firm in connection to alleged rule violations. Fitapelli Kurta is interested […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 30, 2018 indicate that Florida-based Kovack Securities broker/adviser Andrew Scheirer has received a new pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Scheirer (CRD# 4256666). Andrew Scheirer has spent sixteen years in the […]

Deborah DeckmanPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 30, 2018 indicate that former Delaware-based Spire Securities broker/adviser Deborah Deckman, who is currently an investment adviser registered with Thayer Partners in Pennsylvania, recently resigned from her former broker-dealer in connection to alleged rule violations and is currently not […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 16, 2018 indicate that New York-based First Allied Securities broker/adviser Douglas Hyer has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Hyer (CRD# 254358). Douglas Hyer has spent 48 years […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 28, 2018 indicate that Oklahoma and Texas-based Wells Fargo Clearing Services broker/adviser Christopher Meyers has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Meyers (CRD# 5938497). Christopher Meyers has spent four […]

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