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Cary Kievman: Broker Spotlight

Cary Kievman

California-based Ameriprise broker/adviser Cary Kievman is the subject of settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Mr. Kievman (CRD# 2804357).

Cary Kievman has spent seventeen years in the securities industry and has been registered with Ameriprise Financial Services in Westlake Village, California since 2012. Previous registrations include Morgan Stanley Smith Barney in Woodland Hills, California (2011-2012); Citigroup Global Markets in Woodland Hills, California (2005-2011); and UBS Financial Services in Weehawken, New Jersey (1999-2005). He is a registered broker and investment adviser with ten US states and territories: Arizona, California, Florida, Hawaii, Idaho, Nevada, New Jersey, Oregon, Pennsylvania, and Washington.

According to his BrokerCheck report, Cary Kievman is the subject of one settled customer complaint and one pending customer complaint.

In January 2016 a customer alleged Cary Kievman, while employed at Ameriprise Financial Services, made unsuitable purchases in her IRA. The customer is seeking $81,837 in damages in the pending complaint.

In July 2015 a customer alleged Cary Kievman, while employed at Ameriprise Financial Services, misrepresented and omitted material facts related to an investment. The complaint settled in August 2015 for $15,000.

If you have lost money investing with Cary Kievman, you may be entitled to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. Fitapelli Kurta takes every case on a contingency basis, which means Fitapelli Kurta only gets paid if and when you collect money. By law there may be a limited window to file your claim, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.

This information made public by FINRA on March 17, 2016.

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