Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 16, 2019 indicate that former Washington DC-based Oppenheimer & Company broker/adviser Bruce Tuinier, who has received a pending customer dispute, is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Tuinier (CRD# 1004794).
Bruce Tuinier has spent 36 years in the securities industry and was most recently registered wth Oppenheimer & Company in Washington DC (1999-2018). Previous registrations include McDonald Investments in Cleveland, Ohio (1997-1999); First of Michigan Corporation in Detroit, Michigan (1982-1997); and Primus Investment Company (1981-1982). He has passed six securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on December 13, 2006; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on September 15, 1981; SIE (Securities Industry Essentials Examination), which he obtained on January 2, 2018; Series 15 (Foreign Currency Options Examination), which he obtained on May 17, 1984; Series 7 (General Securities Representative Examination), which he obtained on October 17, 1981; and Series 8 (General Securities Sales Supervisor Examination [Options Module & General Module]), which he obtained on March 31, 1989. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received one pending customer complaint and one customer complaint that was denied.
In March 2019 a customer alleged Bruce Tuinier, while employed at Oppenheimer & Company, breached his fiduciary duty, recommended unsuitable investments, churned the account, and failed in his supervisory duties. The customer is seeking $500,000 in damages in the pending complaint.
In 2012 a customer alleged Bruce Tuinier, while employed at Oppenheimer & Company, executed unauthorized trades and made unsuitable investment recommendations. The customer sought $294,203.
If you or someone you know has lost money investing with Bruce Tuinier, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.