Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on January 11, 2017 indicate that former Florida-based Ameriprise Financial Services broker/adviser Brian Perry has been sanctioned by FINRA and suspended from acting as a broker. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Perry (CRD# 2874937).
Brian Perry has spent eighteen years in the securities industry and was most recently registered with Ameriprise Financial Services in Orange Park, Florida (1997-2016) and IDS Life Insurance Company in Minneapolis, Minnesota (1997-2006). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination) and Series 7 (General Securities Representative Examination). He is currently not registered with any state or firm.
According to his BrokerCheck report, Brian Perry has received one FINRA sanction, four denied customer complaints, and two unsatisfied tax liens.
In December 2016 FINRA sanctioned Brian Perry following allegations he failed to respond to FINRA request for information. He was suspended from acting as a broker.
In 2016 a customer alleged Brian Perry, while employed at Ameriprise Financial Services, made unauthorized trades, failed to follow instructions, and provided poor service. The customer sought $227,000 in damages in the complaint, which was denied.
In 2014 the Internal Revenue Service filed a tax lien totaling $69,971.83 against him. The lien remains outstanding.
In 2014 the Internal Revenue Service filed a tax lien totaling $80,215.79 against him. The lien remains outstanding.
If you have complaints regarding Brian Perry, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on contingency: we only receive payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.