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Brian Decker (Legend Securities Broker) Faces Pending Complaints

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The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding New York-based Legend Securities broker/adviser Brian Decker (CRD# 4565524).

Brian Decker has spent nine years in the securities industry and has been registered with Legend Securities in Staten Island, New York since 2009. Previous registrations include VFinance Investments in Staten Island, New York (2007-2009) and JP Turner & Company in Staten Island, New York (2006-2007). He is a registered broker in 23 US states and territories.Brian Decker

According to his BrokerCheck report, Brian Decker is the subject of seven customer complaints and two pending customer complaints.

  • In 2015 a customer alleged Brian Decker, while employed at Legend Securities, recommended unsuitable investments and failed to supervise. The complaint settled for $35,000.
  • In 2015 a customer alleged Brian Decker, while employed at Legend Securities, committed fraud, breached his fiduciary duty, misrepresented material facts, and engaged in churning. The customer is seeking $150,000 in damages in the pending complaint.
  • In 2015 a customer alleged Brian Decker, while employed at Legend Securities, conducted business without proper licensure, misrepresented material facts, executed unauthorized transactions, failed to follow instructions, churned the account, engaged in stock manipulation, and misused margin. The customer is seeking $150,000 in damages in the pending complaint.
  • In 2014 a customer alleged Mr. Decker, while employed at Legend Securities, violated securities laws, breached his fiduciary duty, and committed fraud. The complaint settled in 2015 for $14,999.
  • In 2013 a customer alleged Brian Decker, while employed at Legend Securities, was responsible for poor performance and made unsuitable trades. The complaint settled for $10,000.
  • In 2012 a customer alleged Mr. Decker, while employed at Legend Securities, acted negligently, breached his fiduciary duty, engaged in negligent supervision, breached contract, and committed fraud. The complaint settled in 2013 for $75,000.
  • In 2012 a customer alleged Brian Decker, while employed at Legend Securities, breached his fiduciary duty, acted negligently, misrepresented material facts, churned the account, and committed fraud. The complaint settled in 2013 for $32,500.
  • In 2009 a customer alleged Mr. Decker, while employed at VFinance Investments, executed excessive trades, misrepresented material facts, generated excessive commissions, and recommended unsuitable investments. The complaint settled for $7,000.

If you have suffered losses while investing with Brian Decker, you may be entitled to a recovery. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.