Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 31, 2018 indicate that California-based AXA Advisors broker/adviser Brandon Bay has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Bay (CRD# 2631764).
Brandon Bay has spent 22 years in the securities industry and has been registered with AXA Advisors in Los Angeles, California since 1996. He was previously registered with The Equitable Life Assurance Society of the United States in New York, New York (1996-2000). He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on October 18, 1999; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on January 23, 1996; Series 7 (General Securities Representative Examination), which he obtained on October 14, 1999; Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on February 22, 1996; and Series 24 (General Securities Principal Examination Sep 27, 2001), which he obtained on September 27, 2001. He is a registered broker and investment adviser with nine US states and territories: Arizona, California, Nevada, New Jersey, New Mexico, New York, Texas, Utah, and Wyoming.
According to his BrokerCheck report, he has received one pending customer complaint and three denied customer complaints.
In May 2018 a customer alleged Brandon Bay, while employed at AXA Advisors, made misrepresentations of material facts in connection to the sale of a debt instrument in 2016. The customer is seeking unspecified damages in the pending complaint.
In 2015 a customer alleged Brandon Bay, while employed at AXA Advisors, misrepresented material facts related to a variable annuity investment purchased in 2009. The customer sought unspecified damages in the complaint, which was denied.
In 2010 a customer alleged Brandon Bay, while employed at AXA Advisors, misrepresented material facts related to the sale of a variable life insurance policy in 2008. The customer sought $81,800 in damages in the complaint, which was denied.
In 2008 a customer alleged he, while employed at AXA Advisors, did not properly explain certain variable annuity contracts. The customer sought unspecified damages in the complaint, which was denied.
If you have complaints regarding Brandon Bay, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on a contingency basis: we only receive payment if and when you recover money. You may have a limited window by law to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.