Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 4, 2018 indicate that Texas-based LPL Financial broker/adviser Bradley Scott has been involved in a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Scott (CRD# 4381014).
Bradley Scott has spent 17 years in the securities industry and has been registered with LPL Financial in Mansfield, Texas since 2015. Previous registrations include Southwest Securities in Dallas, Texas (2009-2015) and Citigroup Global Markets in Dallas, Texas (2001-2009). He has passed three securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on May 23, 2001; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; and Series 7 (General Securities Representative Examination), which he obtained on May 4, 2001. He is a registered broker and investment adviser with seven US states: California, Colorado, Florida, Georgia, Oklahoma, Tennessee, and Texas.
According to his BrokerCheck report, he has received one pending customer complaint.
In 2015 a customer alleged Bradley Scott, while employed at Southwest Securities, executed unauthorized trades, used discretion without authorization, recommended unsuitable investments, recommended investments that performed poorly, and misrepresented material facts in connection to investments in listed equities, over-the-counter equities, and margin debt. The complaint settled in 2016 for $1,400,000.
If you or someone you know has a complaint regarding Bradley Scott, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited by law, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.