Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 4, 2018 indicate that Texas-based LPL Financial broker/adviser Bradley Bowman has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Bowman (CRD# 2898756).
Bradley Bowman has spent 21 years in the securities industry and has been registered with LPL Financial in Sugar Land, Texas since 2016. Previous registrations include Cetera Investment Services in Spring, Texas (2009-2016); Banc of America Investment Services in Richmond, Texas (2006-2009); Amegy Investments in Rosenberg, Texas (2003-2006); Fiserv Investor Services in Houston, Texas (2000-2003); and Edward Jones in St. Louis, Missouri (1997-2000). He has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on July 12, 2007; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on July 10, 1997; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; and Series 7 (General Securities Representative Examination), which he obtained on July 7, 1997. He is a registered broker and investment adviser with five US states: Florida, Louisiana, New Mexico, Rhode Island, and Texas.
According to his BrokerCheck report, he has received one pending customer complaint.
In January 2018 a party of customers alleged Bradley Bowman, while employed at Cetera Investment Services, “did nothing to mitigate the collapse of their portfolios,” which included corporate bond investments. The customers are seeking $400,000 in damages in the pending complaint.
If you or someone you know has lost money investing with Bradley Bowman, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.