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Bob Weissbein of First Allied Securities Involved in $250,000 Dispute Concerning Breach of Fiduciary Duty

Bob Weissbein (CRD#: 1089065), a registered representative with First Allied Securities, Inc. of Davie, Florida who does business as Complete Financial Inc., is currently involved in a dispute in which a client alleges he recommended unsuitable investments, breached his fiduciary duty, and engaged in negligence, according to his BrokerCheck record accessed on August 22, 2019. The investments are real estate securities and the claimant is seeking $250,000 in damages

Bob WeissbeinThis is not the only disclosure on Bob Weissbein’s BrokerCheck record. On June 12, 2017, a claim involving him was settled for $20,000. The claimant originally requested $90,000, alleging “her investment advisor recommended unsuitable investments and failed to disclose risks associated with the investments. Claimants generally allege breach of fiduciary duty, negligence, failure to supervise, breach of contract, and misrepresentation.”

A 33-year veteran of the securities industry whose experience spans 10 firms, Bob Weissbein has also worked for the following firms:

  • Capital Guardian, LLC (CRD#: 137919) of Cooper City, Florida – expelled by FINRA on January 18, 2018
  • Newbridge Securities Corporation (CRD#: 104065) of Davie, Florida
  • United Securities Alliance, Inc. (CRD#: 36487) of Plantation, Florida
  • The Investment Center, Inc. (CRD#: 17839) of Bedminster, New Jersey
  • S. Securities & Future Corp. (CRD#: 36045) of New York, New York
  • Linsco/Private Ledger Corp. (CRD#: 6413) of Boston, Massachusetts
  • The Dreyfus Service Corporation (CRD#: 231) of New York, New York
  • North American Management, Inc. (CRD#: 624) of Sioux Falls, South Dakota
  • Thomson McKinnon Securities Inc. (CRD#: 829)

If you’ve worked with Bob Weissbein or have questions about breach of fiduciary duty, please don’t hesitate to contact the experienced securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or info@fkesq.com for your free consultation.

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