Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 7, 2017 indicate that former Ohio-based Huntington Investment Company broker Bill Kielczewski was recently discharged from his former employer in connection to alleged rule violations. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Kielczewski (CRD# 4034356).
Bill Kielczewski has spent 17 years in the securities industry and was most recently registered with The Huntington Investment Company in Toledo, Ohio (2014-2017). He was previously registered with Fifth Third Securities in Toledo, Ohio (1999-2013). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination) and Series 7 (General Securities Representative Examination). He is currently not registered with any state or firm.
According to his BrokerCheck report, Bill Kielczewski was recently terminated from his former employer.
In April 2017 Bill Kielczewski was terminated from his position at The Huntington Investment Company following allegations he “misrepresented activity relating to an OBA, and engaged in private securities transactions without firm approval for which there are no known customer complaints.” For reference, FINRA Rule 3270 states that “No registered person may be an employee, independent contractor, sole proprietor, officer, director or partner of another person, or be compensated, or have the reasonable expectation of compensation, from any other person as a result of any business activity outside the scope of the relationship with his or her member firm, unless he or she has provided prior written notice to the member, in such form as specified by the member.” Registered representatives who violate this rule may be subject to disciplinary action by FINRA or the Securities and Exchange Commission.
If you have lost money investing with Bill Kielczewski, you may be entitled to recoup your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis, which means we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.