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Anthony Buono, of National Securities Corporation, Involved in $150,000 Customer Dispute Over Unsuitable Investments

Anthony Buono (CRD#: 5761641), a registered representative with National Securities Corporation (CRD#: 7569) in New York, New York, is currently involved in a $150,000 customer dispute over unsuitable investments.

Anthony Buono

On December 2, 2019, a client filed a complaint against Anthony Buono, alleging that the broker recommended unsuitable investments and breached his fiduciary duty, putting his interests over the interests of the client. The client is seeking $150,000 in damages.

Over his nine years in the securities industry, Anthony Buono has worked for four broker-dealers. In addition to his current role with National Securities Corporation (CRD#: 7569), he has also worked for the following firms, one of which has been expelled by the Financial Industry Regulatory Authority (FINRA):

  • Charles Vista LLC (CRD#: 132650) – expelled by FINRA on January 2, 2014
  • Aegis Capital Corp. (CRD#: 15007)
  • John Thomas Financial (CRD#: 40982)

Anthony Buono is registered to sell securities in Alabama, Alaska, California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Louisiana, Massachusetts, Minnesota, Mississippi, Missouri, Montana, Nevada, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, Virginia, Washington, and Wisconsin. He has passed the Series 63 – Uniform Securities Agent State Law Examination, the SIE – Securities Industry Essentials Examination, and the Series 7 – General Securities Representative Examination.

If Anthony Buono was your broker and you have concerns about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email info@fkesq.com for your free case consultation with a securities attorney.

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