Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 30, 2018 indicate that California-based MML Investors Services broker Andrew Berleth is involved in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Berleth (CRD# 1476284).
Andrew Berleth has spent 32 years in the securities industry and has been registered with MML Investors Services in Walnut Creek, California since 2003. Previous registrations include Tower Square Securities in El Segundo, California (1996-2003); Advantage Capital Corporation in Atlanta, Georgia (1995-1996); Equico Securities in New York, New York (1986-1995); and the Equitable Life Assurance Society of the United States in New York, New York (1986-1995). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on May 29, 1986; Series 22 (Direct Participation Programs Representative Examination), which he obtained on April 29, 1988; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on March 11, 1986. He is a registered broker with two US states: California and Washington.
According to his BrokerCheck report, he has received one pending customer complaint and three denied customer complaints.
In May 2018 a customer alleged Andrew Berleth, while employed at MML Investors Services, forged her signature on a variable annuity and misrepresented material facts related to the product. The customer is seeking unspecified damages in the pending complaint.
In June 2018 a customer alleged Andrew Berleth, while employed at MML Investors Services, misrepresented a variable annuity product. The customer sought unspecified damages in the complaint, which was denied.
In 2012 a customer alleged Andrew Berleth, while employed at Tower Square Securities, made misrepresentations regarding the features of a life insurance policy purchased in March 1997. The customer sought unspecified damages in the complaint, which was denied.
In 2007 a customer alleged he, while employed at Tower Square Securities, did not disclose certain features of a variable annuity at the time of purchase. The customer sought more than $23,500 in damages in the complaint, which was denied.
If you or someone you know has lost money investing with Andrew Berleth, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.