Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 7, 2019 indicate that former Michigan-based Ameriprise Financial Services broker/adviser Alexander Waschull has received a pending customer complaint and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Waschull (CRD# 2386743).
Alexander Waschull has spent 24 years in the securities industry and was most recently registered with Ameriprise Financial Services in Bloomfield Hills, Michigan (2009-2018). He was previously registered with Ameriprise Advisor Services in Shelby Township, Michigan (1993-2009). He has passed six securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on July 18, 2001; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on September 17, 1993; SIE (Securities Industry Essentials Examination), which he obtained on August 15, 2018; Series 7 (General Securities Representative Examination), which he obtained on September 1, 1993; Series 24 (General Securities Principal Examination), which he obtained on September 27, 1996; and Series 8 (General Securities Sales Supervisor Examination [Options Module & General Module]), which he obtained on July 18, 1995. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received one pending customer complaint and two unsatisfied judgments or liens.
In November 2018 a customer alleged Alexander Waschull, while employed at Ameriprise Financial Services, borrowed $300,000 and had not yet returned $100,000. The customer is seeking $100,000 in damages in the pending complaint.
In 2016 Great Lakes Legal Team PLC filed a civil judgment or lien totaling $7,625.50 against him. The judgment or lien remains outstanding.
In 2016 the Internal Revenue Service filed a tax lien totaling $44,385.99 against him. The lien remains outstanding.
If you have lost money investing with Alexander Waschull, you may be entitled to recoup your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis, which means we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.