Public records published by the Financial Industry Regulatory Authority (FINRA) on July 12, 2017 indicate that former Pennsylvania-based Merrill Lynch broker/adviser Alexander Souponetsky has received customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Souponetsky (CRD# 5994959).
Alexander Souponetsky has spent four years in the securities industry and was most recently registered with Merrill Lynch in Wayne, Pennsylvania (2012-2016). He has no previous registrations. He has passed two securities industry examinations: Series 66 (Uniform Combined State Law Examination) and Series 7 (General Securities Representative Examination). He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received two customer complaints and was discharged from his former employer.
In 2016 a customer alleged Alexander Souponetsky, while employed at Merrill Lynch, effected unauthorized transactions. The complaint settled for more than $31,400.
In 2016 a customer alleged Alexander Souponetsky, while employed at Merrill Lynch, made transactions without authorization. The complaint settled for more than $54,900.
In 2016 Alexander Souponetsky was terminated from Merrill Lynch following allegations he exercised discretion in non-discretionary accounts, sold investments away from his member firm, and failed to properly disclose outside business activities.
If you have lost money investing with Alexander Souponetsky, call Fitapelli Kurta at 877-238-4175 without delay. You may be entitled to recoup your losses. We accept all cases on contingency: Fitapelli Kurta only gets paid if and when you collect money. Time to file your claim may be limited by law, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.