Super Lawyers
AVVO
Million Dollar Advocates Forum
Martindale-Hubbell
BBB Accredited Business

Alex Gierbolini Has Received Seven Customer Complaints

Alex Gierbolini

Public records published by the Financial Industry Regulatory Authority (FINRA) on May 9, 2017 indicate that Puerto Rico-based Merrill Lynch broker/adviser Alex Gierbolini has received more than a dozen resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Gierbolini (CRD# 2894231).

Alex Gierbolini has spent nineteen years in the securities industry and has been registered with Merrill Lynch in Guaynabo, Puerto Rico since 2012. Previous registrations include UBS Financial Services in Guaynabo, Puerto Rico; UBS Financial Services in Guaynabo, Puerto Rico; Popular Securities in San Juan, Puerto Rico; and Dean Witter Reynolds in Purchase, New York. He has passed three securities industry examinations: Series 7 (General Securities Representative Examination); Series 63 (Uniform Securities Agent State Law Examination); and Series 66 (Uniform Combined State Law Examination). He is a registered broker and investment adviser with eight US states and territories.

According to his BrokerCheck report, Alex Gierbolini has received seven customer complaints and nine pending customer complaints.

In January 2017 a customer alleged Alex Gierbolini, while employed at Merrill Lynch, made unsuitable recommendations, misrepresented material facts, and omitted material facts. The customer is seeking $151,000 in damages in the pending complaint.

In 2016 a customer alleged Alex Gierbolini, while employed at Merrill Lynch, misrepresented material facts, omitted material facts, and made unsuitable investment recommendations. The complaint settled in 2017 for $715,000.

In 2016 a customer alleged Alex Gierbolini, while employed at UBS Financial Services, failed in his supervisory duty. The customer is seeking $688,000 in damages in the pending complaint.

In 2014 a customer alleged he, while employed at UBS Financial Services, misrepresented and recommended unsuitable Puerto Rico closed end funds. The complaint settled for $22,000.

In 2014 a customer alleged he, while employed at Merrill Lynch, made misrepresentations and unsuitable recommendations. The complaint settled for $30,000.

In 2014 a customer alleged he, while employed at UBS Financial Services, recommended unsuitable products and failed to disclose risks. The complaint settled in 2017 for $300,000.

In 2014 a customer alleged he, while employed at UBS Financial Services, made an unsuitable investment recommendation. The complaint settled in for $187,500.

If you or someone you know has complaints regarding Alex Gierbolini, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on a contingency basis: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.

Contact Information