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Broker Spotlight: Aaron Maurer (RP Capital)

shutterstock_201329192The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Washington-based RP Capital broker/adviser Aaron Maurer.

Aaron Maurer has spent eleven years in the securities industry and has been registered with RP Capital, LLC in Gig Harbor, Washington since 2009. Previous registrations include TD Ameritrade in Portland, Oregon (2006-2008); Morgan Stanley DW Incorporated in Purchase, New York (2005-2006); Automated Trading Desk Brokerage Services in Mt. Pleasant, South Carolina (2002-2003); Chicago Securities Group in Chicago, Illinois (2002-2003); Burke Christensen & Lewis Securities Incorporated in Chicago, Illinois (1998-1999); and Madison Securities in Chicago, Illinois (1998). Mr. Maurer is a registered broker and investment adviser in California and Oregon.

According to his BrokerCheck report, Aaron Maurer is the subject of one customer complaint related to his conduct at RP Capital, LLC.

In 2013 a customer alleged Aaron Maurer, while employed at RP Capital, recommended an unsuitable investment in equipment leasing and real estate securities. The complaint settled in 2014 for $10,524.

FINRA rules and federal securities law require brokers like Aaron Maurer to recommend only investments that are suitable for their clients. They must consider such factors as age, investment experience, investment goals, income, net worth, and risk tolerance. Brokers are not permitted to omit or misrepresent material facts connected to the product in a manner that encourage cause clients to invest unsuitably. Brokerage firms like RP Capital have a supervisory duty to ensure that their brokers comply with these regulations. Brokers and firms who make unsuitable investment recommendations may be subject to disciplinary action.

If you have complaints regarding Aaron Maurer, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses.  All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you recover money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.

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