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Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 15, 2018 indicate that former Michigan-based B. Riley Wealth Management broker/adviser John Woch was recently discharged from his former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Woch (CRD# […]

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 15, 2018 indicate that New York-based Reid & Rudiger broker Elvis Parkes has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Parkes (CRD# 2358223). Elvis Parkes has spent 24 […]

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Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on October 15, 2018 indicate that Massachusetts-based Cambridge Investment Research broker/adviser Gary Boyt has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Boyt (CRD# 3199337). Gary Boyt has spent 19 years in the […]

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on October 15, 2018 indicate that Pennsylvania-based Stifel Nicolaus & Company broker/adviser John Lisowski has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Lisowski (CRD# 1011572). John Lisowski has spent 36 years […]

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Publicly available records indicate that a class action lawsuit has been filed on behalf of investors in OPKO Health (NASDAQ:OPK) in connection to alleged violations of securities laws by OPK. Fitapelli Kurta is interested in speaking to investors who have complaints regarding investments made in OPKO Health between September 26, 2013 and September 7, 2018. […]

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Publicly available records indicate that a class action lawsuit has been filed on behalf of investors in Cocrystal Pharma (NASDAQ:COCP), a company formerly known as BioZone Pharmaceuticals, in connection to alleged violations of securities laws by COCP. Fitapelli Kurta is interested in speaking to investors who have complaints regarding investments made in Cocrystal Pharma between […]

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Publicly available records indicate that a class action lawsuit has been filed on behalf of investors in USA Technologies (NASDAQGM:USAT) in connection to alleged violations of securities laws by USAT. Fitapelli Kurta is interested in speaking to investors who have complaints regarding investments made in USA Technologies between November 9, 2017 and September 11, 2018. […]

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Publicly available records indicate that a class action lawsuit has been filed on behalf of investors in Cronos Group (NASDAQ:CRON) in connection to alleged violations of securities laws by CRON. Fitapelli Kurta is interested in speaking to investors who have complaints regarding investments made in Cronos Group between August 21, 2018 and August 30, 2018. […]

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A news release issued by the Securities and Exchange Commission (SEC) on September 13, 2018 reports that the SEC has issued charges against Gregory Lemelson, a hedge fund adviser, and Lemelson Capital Management LLC, his Massachusetts-based investment advisory firm, alleging they “illegally profit[ed] from a scheme to drive down the price” of Ligan Pharmaceuticals, a […]

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 27, 2018 indicate that former Ohio-based Wells Fargo Advisors Financial Network broker/adviser John Schmidt, who was recently sanctioned by FINRA and barred from association with any FINRA member in any capacity, has received several resolved or pending customer disputes. Fitapelli […]