Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 13, 2019 indicate that former California-based Independent Financial Group broker/adviser Jason Reynolds, who has received customer disputes, was recently terminated from a former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 12, 2019 indicate that Florida-based GMS Group broker William Ornstein has received numerous resolved or pending customer complaints. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Ornstein (CRD# 500470). William Ornstein has spent 39 years in […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 12, 2019 indicate that former Arizona-based First Financial Equity Corporation broker/adviser Robert High, who has been named in an FBI investigation, was recently discharged from a former employer in connection to alleged rule violations and is currently not affiliated with any […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 12, 2019 indicate that Florida-based Ameriprise Financial Services broker/adviser Keith Kordich has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Kordich (CRD# 2743797). Keith Kordich has spent 21 years […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 12, 2019 indicate that former South Dakota-based Ameritas Investment Corporation broker/adviser James Anderson was recently discharged from a former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 12, 2019 indicate that former North Carolina-based Wells Fargo Clearing Services broker/adviser Stephen Klinger was recently terminated from a former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 12, 2019 indicate that Illinois-based GWN Securities broker/adviser Robert Fitzjarrald has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Fitzjarrald (CRD# 2845455). Robert Fitzjarrald has spent 22 years in the […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 12, 2019 indicate that New York-based UBS Financial Services broker/adviser Jeffrey Klotz has received several resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Klotz (CRD# 734678). Jeffrey Klotz has spent […]

A March 1, 2019 article by AdvisorHub reports that Oppenheimer & Company has offered to return $3.5 million in funds to investors who were eligible to purchase less expensive mutual fund share classes between 2014 and 2018, as part of the Securities and Exchange Commission’s “amnesty program” for firms that self-report violations involving mutual fund […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 7, 2019 indicate that former California-based Crown Capital Securities broker/adviser Thomas Burns has been sanctioned by FINRA in connection to alleged rule violations and suspended from acting as a broker. Fitapelli Kurta is interested in speaking to investors who have […]

Contact Information