Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 16, 2019 indicate that New York-based Oppenheimer & Company broker Jonathan Gold has received a pending customer complaint. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Gold (CRD# 1010319). Jonathan Gold has spent 36 years […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 16, 2019 indicate that Tennessee-based Morgan Stanley broker/adviser Frank Venable has been sanctioned by FINRA in connection to alleged rule violations and suspended from acting as a broker. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 16, 2019 indicate that former Colorado-based First Financial Equity Corporation broker/adviser Daniel Levine has been sanctioned by FINRA in connection to alleged rule violations and barred from acting as a broker or otherwise associating with a broker-dealer firm. Fitapelli Kurta is […]

Publicly available records provided by the Kentucky Department of Insurance, accessed on January 11, 2018, as well as contemporaneous news reports indicate that former insurance agent Jerry Simpson has been indicted in Kentucky on charges of wire fraud. According to a press release on kentucky.gov, Jerry Wayne Simpson of Madisonville, Kentucky previously worked as a […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 11, 2019 indicate that Florida-based Ameriprise Financial Services broker/adviser Michael Cowan has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Cowan (CRD# 55587). Michael Cowan has spent 48 years in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 11, 2019 indicate that Maryland-based Merrill Lynch broker/adviser Dawn Cote is involved in a pending customer complaint. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Cote (CRD# 2318074). Dawn Cote has spent 25 years in […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 11, 2019 indicate that Indiana-based First Allied Securities broker/adviser Timothy Rice has received a pending customer complaint. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Rice (CRD# 2417854). Timothy Rice has spent 14 years in […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 9, 2019 indicate that California-based LPL Financial broker/adviser Scott Van Epps has received a pending customer complaint. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Van Epps (CRD# 2513960). Scott Van Epps has spent 24 years […]

Fitapelli Kurta, a New York city based law firm, is investigating claims against GPB Holdings related to recent allegations that the fund is operated as ponzi scheme.  These allegations were asserted against GPB Holdings by a former operating partner, Patrick Dibre, in a counterclaim filed in New York State Supreme Court. If you or someone […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 9, 2019 indicate that Michigan-based Stifel Nicolaus & Company broker/adviser Robert Rubarth was recently terminated from a former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Rubarth (CRD# […]

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