Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 13, 2019 indicate that California-based Stifel Nicolaus broker/adviser Joel Davidman has received a pending customer complaint and was recently sanctioned by state regulatory authorities. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Davidman (CRD# 861180). […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 13, 2019 indicate that former Arizona-based First Financial Equity Corporation broker Stephen Whittaker has received a pending customer dispute and was recently terminated from his former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 29, 2019 indicate that New Jersey-based UBS Financial Services broker/adviser Andrew Perry has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Perry (CRD# 1726938). Andrew Perry has spent 30 years […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 29, 2019 indicate that New York-based Worden Capital Management broker Gregory Dean has received numerous resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Dean (CRD# 5822512). Gregory Dean has spent […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 29, 2019 indicate that former New York-based Worden Capital Management broker Wesley Wallace, who has received resolved or pending customer disputes, is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 29, 2019 indicate that New York-based UBS Financial Services broker/adviser Mark Zeller has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Zeller (CRD# 2263684). Mark Zeller has spent 25 years […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 29, 2019 indicate that Nevada-based Wells Fargo Clearing Services broker/adviser Richard Bernstein has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Bernstein (CRD# 1113777). Richard Bernstein has spent 36 […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 29, 2019 indicate that Alabama-based OneAmerica Securities broker Greg Crance has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Crance (CRD# 736820). Greg Carnce has spent 37 years in the […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 26, 2019 indicate that Michigan-based Merrill Lynch broker/adviser Jeffrey Smith has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Smith (CRD# 1908011). Jeffrey Smith has spent 30 years in […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 26, 2019 indicate that New York-based Kalos Capital broker/adviser Eric Weschke has received numerous resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Weschke (CRD# 2486324). Eric Weschke has spent 20 […]

Contact Information