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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on November 22, 2017 indicate that former Massachusetts-based Janney Montgomery Scott broker/adviser John Marsh is involved in a pending customer dispute and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding […]

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on November 22, 2017 indicate that Connecticut-based Laidlaw & Company broker/adviser Brandon Williams has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Williams (CRD# 1175385). Brandon Williams has spent nine years in […]

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on November 22, 2017 indicate that Massachusetts-based Morgan Stanley broker/adviser Reza Niaza-Sai has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Niaza-Sai (CRD# 4141008) Reza Niaza-Sai has spent 14 years in the […]

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on November 21, 2017 indicate that Massachusetts-based Janney Montgomery Scott broker/adviser Timothy Moynihan is involved in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Moynihan (CRD# 1904606) Timothy Moynihan has spent 28 years […]

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on November 21, 2017 indicate that New Mexico-based Independent Financial Group broker/adviser David Hill was discharged from a former employer in connection to alleged rule violations. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Hill (CRD# 3074816). […]

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Publicly available records indicate that a class action lawsuit has been filed on behalf of investors in Novan, Inc. (NYSE: NOVN) in connection to alleged violations of securities laws by NOVN. Fitapelli Kurta is interested in hearing from investors who have complaints regarding investments made in Novan, Inc. between September 23, 2016 and January 26, […]

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Publicly available records indicate that a class action lawsuit has been filed on behalf of investors in General Electric Company (NYSE:GE) in connection to alleged violations of securities laws by GE. Fitapelli Kurta is interested in hearing from investors who have complaints regarding investments made in General Electric Company between July 21, 2017 and October […]

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Publicly available records indicate that a class action lawsuit has been filed on behalf of investors in Genocea Biosciences (NASDAQ: GNCA) in connection to alleged violations of securities laws by GNCA. Fitapelli Kurta is interested in hearing from investors who have complaints regarding investments made in Genocea Biosciences between May 5, 2017 and September 5, […]

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Publicly available records indicate that a class action lawsuit has been filed on behalf of investors in Ford Motor Company (NYSE: F) in connection to alleged violations of securities laws by F. Fitapelli Kurta is interested in hearing from investors who have complaints regarding investments made in Ford Motor Company between February 18, 2014 and […]

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on November 17, 2017 indicate that New York-based brokerage and advisory firm David Lerner Associates was recently sanctioned by FINRA in connection to alleged rule violations. Fitapelli Kurta is interested in hearing from investors who have complaints regarding David Lerner Associates (CRD# […]