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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 19, 2017 indicate that former Washington-based Edward Jones broker/adviser Kory Keath has been named in a pending FINRA complaint. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Keath (CRD# 1242675). Kory Keath has spent 31 […]

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 19, 2017 indicate that former Florida-based Morgan Stanley broker/adviser Anthony Verzi has been sanctioned by FINRA and barred from acting as a broker or otherwise associating with firms that sell securities to the public. Fitapelli Kurta is interested in speaking […]

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 18, 2017 indicate that former New York-based Scotia Capital broker Thomas Skove has been sanctioned by FINRA and barred from acting as a broker or otherwise associating with firms that sell securities to the public. Fitapelli Kurta is interested in […]

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 18, 2017 indicate that Michigan-based broker-dealer Multi-Bank Securities was recently sanctioned by FINRA in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Multi-Bank Securities (CRD# 22098). Established in Michigan in 1987, Multi-Bank Securities […]

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 18, 2017 indicate that New York-based broker-dealer Daiwa Capital Markets was recently sanctioned by FINRA in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Daiwa Capital Markets (CRD# 1576). Established in New York […]

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Publicly available records indicate that a class action lawsuit has been filed on behalf of investors in HD Supply Holdings (NYSE:HDS) in connection to alleged violations of securities laws by HDS. Fitapelli Kurta is interested in hearing from investors who have complaints regarding investments made in HD Supply Holdings between November 9, 2016 and June […]

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Publicly available records indicate that a class action lawsuit has been filed on behalf of investors in Tahoe Resources (NYSE:TAHO; TSX: THO) in connection to alleged violations of securities laws by TAHO. Fitapelli Kurta is interested in hearing from investors who have complaints regarding investments made in Tahoe Resources between April 3, 2013 and July […]

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Publicly available records indicate that a class action lawsuit has been filed on behalf of investors in Ocular Therapeutix (NASDAQ:OCUL) in connection to alleged violations of securities laws by OCUL. Fitapelli Kurta is interested in hearing from investors who have complaints regarding investments made in Ocular Therapeutix between May 5, 2017 and July 6, 2017. […]

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Publicly available records indicate that a class action lawsuit has been filed on behalf of investors in Axiom Holdings (OTC:AIOM) in connection to alleged violations of securities laws by AIOM. Fitapelli Kurta is interested in hearing from investors who have complaints regarding investments made in Axiom Holdings between May 19, 2016 and June 15, 2017. […]

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Publicly available records indicate that a class action lawsuit has been filed on behalf of investors in Booz Allen Hamilton Holding Corporation (NYSE:BAH) in connection to alleged violations of securities laws by BAH. Fitapelli Kurta is interested in hearing from investors who have complaints regarding investments made in Booz Allen Hamilton Holding Corporation between May […]