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Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 19, 2018 indicate that former California-based RBC Capital Markets broker/adviser Joseph Garshman, who has received customer disputes, was recently terminated from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta […]

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 19, 2018 indicate that former California-based Independent Financial Group broker/adviser John Bernard has been sanctioned by FINRA and suspended from acting as a broker. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Bernard (CRD# 2655101). […]

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Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 19, 2018 indicate that former Minnesota-based Stifel Nicolaus & Company broker/adviser John James has been sanctioned by FINRA and barred from acting as a broker or otherwise associating with a broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who […]

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 19, 2018 indicate that Missouri-based LPL Financial broker/adviser Gerry Nemetz has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Nemetz (CRD# 346448). Gerry Nemetz has spent 37 years in […]

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 8, 2018 indicate that Connecticut-based Morgan Stanley broker/adviser Joseph Tyrell is involved in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Tyrell (CRD# 1846063). Joseph Tyrell has spent 29 years in […]

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 8, 2018 indicate that former California-based Western International Securities broker/adviser Clement Chichester has been sanctioned by FINRA and barred from acting as a broker or otherwise associating with a broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who […]

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Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 8, 2018 indicate that New York-based National Securities Corporation broker Michael Blueweiss, who has been involved in a customer dispute, was discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. […]

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Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 8, 2018 indicate that Pennsylvania-based FS Investment Services broker Scott Reed is involved in several pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Reed (CRD# 2213108). Scott Reed has spent 24 years in […]

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on January 8, 2018 indicate that former Florida-based GF Investment Services broker/adviser Geoffrey Frazier has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Frazier (CRD# 1991946). Geoffrey Frazier has spent 26 years in […]

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 8, 2018 indicate that California and Washington-based Stifel Nicolaus & Company broker/adviser Michael Fahsholtz has been involved in a customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Fahsholtz (CRD# 2057306). Michael Fahsholtz has […]