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Montana Securities Attorneys

The securities and investment fraud law firm Fitapelli Kurta is licensed to represent Montana investors through the Financial Industry Regulatory Authority (FINRA) or by association with local counsel in Montana. If you have complaints regarding a Montana stockbroker or investment adviser, call Fitapelli Kurta at (877) 238-4175 for a free consultation.

How are Montana Investors Protected?

The Montana Securities Act establishes a wide network of securities rules and regulations to protect Montana investors from fraud or misconduct. The Montana Securities Act is enforced by the Montana Securities Department, which falls under the authority of the Montana Commissioner of Securities & Insurance.

These agencies and the regulations they enforce guarantee a number of investor rights, including the right to seek a financial recovery from financial professionals who engage in malpractice. Though these agencies are capable of bringing legal action against brokers and investment advisers, they cannot represent investors in private arbitration before a FINRA panel; only private securities attorneys have that power. Nor can these agencies enforce the recovery of damages; only a court can do that.

This is why it is essential for aggrieved investors to seek the services of experienced, qualified securities lawyers.

Now What?

If you have complaints regarding a broker or financial adviser in Montana, you may be able to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at (877) 238-4175 for a free consultation. The law establishes a limited window to file claims, so we recommend you avoid delay.

Fitapelli Kurta services the following cities in Montana: Missoula, Boseman, Helena, Great Falls, Kalispell, Butte, Whitefish, West Yellowstone, Livingston, and more.