Kentucky Securities Attorneys
Kentucky residents who have complaints regarding a Kentucky stock broker or investment adviser may be entitled to recover their losses. Call the securities and investment fraud law firm Fitapelli Kurta at (877) 238-4175 for a free consultation.
Fitapelli Kurta is based in Manhattan, but our attorneys are able to practice in Kentucky through the Financial Industry Regulatory Authority (FINRA) or by association with Kentucky attorneys. Most securities claims are decided in binding arbitration before a FINRA panel, which so happens to be our area of expertise.Kentucky Investor Protections
Kentucky investors are protected by the Securities Act of Kentucky, which empowers them to seek redress against brokers and investment advisers who have committed fraud or otherwise wrongfully caused them to lose money.
The Securities Act of Kentucky is enforced by the Securities Division of the Kentucky Department of Financial Institutions, which regulates Kentucky stockbrokers, investment advisers, and broker-dealer firms.
However, the Securities Division has no power to represent investors in private arbitration. Only private securities attorneys have that ability. Similarly, the Securities Division has no power to enforce the return of lost funds to an investor. Only a court has that power.
For these reasons, it is crucial that investors seek out and retain the services of an experienced securities attorney.So What Now?
If you have suffered losses while investing with a Kentucky broker or investment adviser, you may be entitled to a recovery. Call the securities and investment fraud law firm Fitapelli Kurta at (877) 238-4175 for a free consultation. Time to file your claim may be limited, so we suggest you avoid delay.
Fitapelli Kurta services the following cities in Kentucky: Louisville, Lexington, Bowling Green, Frankfort, Paducah, Owensboro, Elizabethtown, Richmond, Florence, and Ashland.