Super Lawyers
Million Dollar Advocates Forum
BBB Accredited Business

Kentucky Securities Attorneys

Kentucky residents who have complaints regarding a Kentucky stock broker or investment adviser may be entitled to recover their losses. Call the securities and investment fraud law firm Fitapelli Kurta at (877) 238-4175 for a free consultation.

Fitapelli Kurta is based in Manhattan, but our attorneys are able to practice in Kentucky through the Financial Industry Regulatory Authority (FINRA) or by association with Kentucky attorneys. Most securities claims are decided in binding arbitration before a FINRA panel, which so happens to be our area of expertise.

Kentucky Investor Protections

Kentucky investors are protected by the Securities Act of Kentucky, which empowers them to seek redress against brokers and investment advisers who have committed fraud or otherwise wrongfully caused them to lose money.

The Securities Act of Kentucky is enforced by the Securities Division of the Kentucky Department of Financial Institutions, which regulates Kentucky stockbrokers, investment advisers, and broker-dealer firms.

However, the Securities Division has no power to represent investors in private arbitration. Only private securities attorneys have that ability. Similarly, the Securities Division has no power to enforce the return of lost funds to an investor. Only a court has that power.

For these reasons, it is crucial that investors seek out and retain the services of an experienced securities attorney.

Why Fitapelli Kurta?

Fitapelli Kurta’s attorneys bring the benefit of inside knowledge. For years they worked at large national law firms and defended brokerage firms against investor claims. Now they work exclusively on behalf of investors

Fitapelli Kurta gets results. Though we cannot make guarantees, our attorneys have recovered millions of dollars on behalf of investors. They are also regularly quoted in trade publications and national media, including ABC News and the Wall Street Journal, and have won numerous industry awards: the Avvo Client’s Choice Award for Arbitration, for example, as well as a “Preeminent” rating by Martindale-Hubbell.

Fitapelli Kurta works on contingency, and only receives payment if you collect a recovery. This means we only accept cases we are confident will prevail.

So What Now?

If you have suffered losses while investing with a Kentucky broker or investment adviser, you may be entitled to a recovery. Call the securities and investment fraud law firm Fitapelli Kurta at (877) 238-4175 for a free consultation. Time to file your claim may be limited, so we suggest you avoid delay.

Fitapelli Kurta services the following cities in Kentucky: Louisville, Lexington, Bowling Green, Frankfort, Paducah, Owensboro, Elizabethtown, Richmond, Florence, and Ashland.