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Indiana Securities Attorneys

While located in Manhattan, our securities attorneys are permitted to practice in Indiana through the Financial Industry Regulatory Authority (FINRA) or by association with local counsel in Indiana. The majority of securities complaints are not heard in court, but are adjudicated through binding arbitration before FINRA.

How are Indiana Investors Protected?

Indiana investors are protected by the Indiana Securities Act and its accompanying securities regulations. These laws enable residents of Indiana to seek redress against brokerage firms and financial advisors who commit fraud or cause them to lose money through other wrongful acts.

The Indiana Securities Division regulates stock brokers and financial advisors in Indiana. However, the securities division cannot represent investors in private arbitrations and lawsuits – only a private securities attorney can do so. For this reason, it is important for aggrieved investors to retain a knowledgeable attorney who can help them recover their investment losses.

What Should You do?

If you or someone you know suffered monetary losses investing with a financial advisor or stock broker, you may be able to recover your losses. The law does limit the amount of time you have to seek recovery, so it is important that you act immediately and contact a securities attorney.

Our securities attorneys serve the following cities in Indiana Fort Wayne, Indianapolis, Evansville, South Bend, Hammond, Bloomington, Gary, Carmel, Fisher and Muncie. Contact us today, do not delay.