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Delaware Securities Attorneys

Fitapelli Kurta’s securities attorneys represent investors in Delaware in two ways: either directly through the Financial Industry Regulatory Authority (FINRA) or by association with local attorneys. Most securities fraud complaints are not adjudicated in court, but rather through binding arbitration with a FINRA panel. This is where Fitapelli Kurta comes in.

How are Delaware Investors Protected?

Investors in the State of Delaware are protected by a number of securities laws and regulations, including the Delaware Securities Act. These regulations, as well as state and federal securities laws allow Delaware investors to seek financial damages against investment advisers and stockbrokers who have committed misconduct.

The Delaware Investor Protection Unit enforces Delaware securities law by overseeing stockbrokers and financial advisers in the state. However, the Delaware Investor Protection Unit has no power to represent investors in lawsuits or private arbitrations and the Delaware Investor Protection Unit cannot enforce the return of lost funds to investors – only courts can do that. That is why it is essential for investors to retain a skilled securities attorney to seek the recovery of lost money.

What Should You do?

If you or someone you know has complaints regarding a stockbroker or investment adviser in Delaware, you may be entitled to recover your losses. The law establishes a limited window to seek recovery, so it is crucial that you act now to get in touch with a securities attorney.

Our securities fraud attorneys have worked with many investors from Delaware, and we serve the following cities: Wilmington, Newcastle, Middletown, Dover, Newark, Lewes, Bethany Beach, Rehoboth Beach, and more. Don’t delay – reach out to Fitapelli Kurta today.