Connecticut Securities Attorneys

Connecticut Securities Attorneys

Fitapelli Kurta’s securities attorneys represent investors in Connecticut in two ways: either directly through the Financial Industry Regulatory Authority (FINRA) or by association with local attorneys. Most securities fraud complaints are not adjudicated in court, but rather through binding arbitration with a FINRA panel. This is where Fitapelli Kurta excels.

How Are Connecticut Investors Protected?

Investors in the State of Connecticut are protected by a number of securities laws and regulations, including the Connecticut Uniform Securities Act. These regulations, as well as state and federal securities law – in addition to FINRA rules – allow Connecticut investors to pursue financial damages against investment advisers and stockbrokers who have committed misconduct.  

The Connecticut Department of Banking enforces Connecticut securities law by overseeing stockbrokers and financial advisers in the state. However, the Connecticut Department of Banking has no power to represent investors in lawsuits or private arbitrations – only private securities attorneys have that power. Furthermore, the Connecticut Department of Banking cannot enforce the return of lost funds to investors – only courts can do that. For these reasons, it is essential that investors retain a skilled securities attorney to seek the recovery of lost money.

Why Are We the Right Attorneys?

Fitapelli Kurta gets results. Though we cannot make guarantees, our securities attorneys have recovered millions of dollars on behalf of investors in Connecticut and beyond. We have a demonstrated record of success. Both of our founding partners are SuperLawyers®, and Fitapelli Kurta has received several industry honors: the Avvo Client’s Choice Award for Arbitration, for instance, as well as a rating of Preeminent by Martindale-Hubbell. Our attorneys are often quoted in the media on investment related concerns; they have appeared in trade magazines and national media including the Wall Street Journal and ABC News.

Fitapelli Kurta is different. We offer insider expertise: our securities attorneys have years of experience defending brokerage and advisory firms against investor claims. Now, every securities attorney in our firm works exclusively for investors. Our attorneys deploy their years working for the “enemy” to champion investors.  

Fitapelli Kurta only gets paid if you do. Our attorneys operate on a contingency basis, which means they only take a fee if their clients recover lost funds. We offer free telephone consultations in Connecticut and across the nation.
 
What Should You Do?

If you or someone you know has complaints regarding a stockbroker or investment adviser in Connecticut, you may be entitled to recover your losses. The law establishes a limited window to pursue recovery, so it is essential that you act immediately and get in touch with a securities attorney. 

Our securities fraud attorneys have worked with many investors from Connecticut, and we serve the following cities: Hartford, Greenwich, Danbury, New Haven, Waterbury, Stamford, Bridgeport, Norwalk, and more. Don’t delay – reach out to Fitapelli Kurta today.