Super Lawyers
Million Dollar Advocates Forum

Arizona Securities Attorneys

Our securities attorneys are able to practice in Arizona whether directly through the Financial Industry Regulatory Authority (FINRA) or by association with local counsel. In fact, the vast majority of securities complaints are not adjudicated in court, but instead through binding arbitration before a FINRA panel. This is where we excel.

How are Arizona Investors Protected?

Investors in the State of Arizona are protected by a wide variety of securities laws and regulations, including the Securities Act of Arizona. These laws, working in concert with other state and federal laws, plus FINRA rules, give investors the right to pursue financial damages against stockbrokers and financial advisers.

The Arizona Corporation Commission Securities Division enforces the Arizona Securities Act by overseeing and regulates stockbrokers and financial advisers operating in the state. But the Arizona Corporation Commission Securities Division cannot represent investors in lawsuits and private arbitrations – only private securities attorneys can do that. Additionally, the Arizona Corporation Commission Securities Division has no power to mandate the return of lost money to investors. That is why it is often necessary for investors to retain a skilled securities attorney to pursue the recovery of lost funds.

Why are We the Right Attorneys?

We offer insider expertise. Our securities attorneys have years of experience defending brokerage and advisory firms against investor claims. However, not every securities attorney in our firm operates exclusively on behalf of investors. Our attorneys use their years of working "behind enemy lines” to champion and advocate investors.

We get results. Though we can make no guarantees, our securities attorneys have recovered millions of dollars on behalf of aggrieved investors who ahve been taken advantage of by their brokers. Our record of success speaks for itself. Both of our founding partners are SuperLawyers®, and our firm has received multiple industry awards – the Avvo Client’s Choice Award for Arbitration, for instance, as well as a “Preeminent” rating by Martindale-Hubbell. Our attorneys are frequently quoted in the media on investment related concerns, appearing in trade publications and national media, including the Wall Street Journal and ABC News.

We get only paid if you get paid. Our attorneys operate on contingency, which means they only take a fee if their clients recover money. We offer free telephone consultations in Alaska and nationwide.

What Should You do?

If you or someone you know lost money investing with a stockbroker or investment adviser, you may be entitled to recover your losses. The law sets a limited window in which you can seek recovery, so it is important that you act immediately and get in touch with a securities attorney.

Our securities fraud attorneys have worked with investors from Arizona, and we serve the following cities: Phoenix, Tucson, Scottsdale, Mesa, Sedona, Tempe, Chandler, Flagstaff, and Glendale. Please don’t delay – contact us today.